The Business Journals

Internal controls protect small and mid-sized businesses from financial fraud and operational risks

To continue reading this content, please enable JavaScript in your browser settings and refresh this page. When people hear the term internal controls, they often ...
San Mateo Daily Journal

Grand jury calls for internal control assessments

Following recent news exemplifying a lack of or failed internal controls within agencies throughout the county, a civil grand jury report recommends government entities to establish routine ...
Security Systems News

SEC charges SolarWinds, CISO with fraud and internal control failures

WASHINGTON, D.C. – The Securities and Exchange Commission (SEC) announced charges against software company SolarWinds and its chief information security officer (CISO), Timothy G. Brown, for fraud and ...
InForum

Minnesota OLA audit finds weak oversight, fraud risk in DHS grants

The report found that the Behavioral Health Administration did not comply with certain requirements and did not have adequate internal control over grant funds.
JD Supra

Beyond Internal Controls: The Importance of Culture in “Failure to Prevent Fraud” Preparation

The Failure to Prevent Fraud (FTPF) offence will officially come into force as part of the Economic Crime and Corporate Transparency Act in September 2025. In a previous article, we explored the ...
Nasdaq

SEC Charges SolarWinds and Chief Information Security Officer with Fraud, Internal Control Failures

Washington, D.C.--(Newsfile Corp. - October 30, 2023) - The Securities and Exchange Commission today announced charges against Austin, Texas-based software company SolarWinds Corporation and its chief ...
JD Supra

Bank of America’s Corporate Culture Crisis: Part 3-The Role of Internal Controls

Compliance professionals constantly seek to understand how systemic issues within corporate hierarchies can lead to severe consequences. The recent revelations about Bank of America’s (BoA) persistent ...
Kiplinger

The Strategic Importance of a Unique Internal Control Framework

In today’s complex corporate world, robust internal control frameworks are crucial for ensuring effective governance, risk management and operational efficiency. An internal control framework (ICF) ...
The Business Journals

The internal control fortress: Protecting your property management business

To continue reading this content, please enable JavaScript in your browser settings and refresh this page. The email from the bank was a gut punch. For years, Sarah ...
SUNY-ESF

Internal Control

The mission of the College of Environmental Science and Forestry is to advance knowledge and skills, while promoting the leadership necessary for the stewardship of both the natural and designed ...
UMass Lowell

Ethics and Fraud Hotline

It is every employee’s responsibility to protect the University from unethical behavior. Ethical violations in any form will not be tolerated. To help prevent and detect unethical behavior each ...
Security

SolarWinds, CISO charged by SEC with fraud, internal control failures

In another high-profile takedown of a security executive connected to a security breach, the U.S. Securities and Exchange charged SolarWinds and its CISO with fraud and internal failures in connection ...